JCDR - Register at Journal of Clinical and Diagnostic Research
Journal of Clinical and Diagnostic Research, ISSN - 0973 - 709X
Pathology Section DOI : 10.7860/JCDR/2021/48003.14971
Year : 2021 | Month : Jun | Volume : 15 | Issue : 06 Full Version Page : EC05 - EC08

Concordance of Bronchoalveolar Lavage Cytology with Transbronchial Lung Biopsies in Non-neoplastic Pulmonary Diseases

Nischita Jayaraj1, Kusuma Venkatesh2

1 Postgraduate, Department of Pathology, Kempegowda Institute of Medical Sciences, Bangalore, Karnataka, India.
2 Professor and Head, Department of Pathology, Kempegowda Institute of Medical Sciences, Bangalore, Karnataka, India.


NAME, ADDRESS, E-MAIL ID OF THE CORRESPONDING AUTHOR: Dr. Nischita Jayaraj, No. 795, 36th A Cross, 18th Main, Jayanagar, 4th T Block, Bangalore, Karnataka, India.
E-mail: dr.nischitamayur@gmail.com
Abstract

Introduction

In many pulmonary diseases, despite radiological and clinical investigations, laboratory tests and function studies, the diagnosis becomes difficult. Bronchoalveolar Lavage (BAL) is a minimally invasive method in which cells are collected from bronchial and alveolar spaces for cytology. This is facilitated by using a flexible bronchoscope with which a biopsy is taken following BAL. Bronchoscopy with BAL when used appropriately can offer correct diagnosis which in turn aids in proper management of the patient.

Aim

To find the concordance of BAL findings with the histopathological features of Transbronchial Lung Biopsy (TBLB) in non-neoplastic lung diseases.

Materials and Methods

It was a retrospective study conducted in Kempegowda Institute of Medical Sciences, Bengaluru, Karnataka. A total of 40 patients presenting with clinico-radiological findings, suggesting a non-neoplastic lung disease in the year 2019, undergoing bronchoscopy with BAL and concurrent TBLB were chosen. The BAL fluid was processed and differential count of cells was done to classify according to the American Thoracic Society Guidelines. Concordance was checked between the diagnoses made on TBLB and BAL analysis.

Results

In the present study, a total of 40 cases were included of which 13 (32.5%) cases showed neutrophilic, 16 (40%) cases showed lymphocytic, 5 (12.5%) cases showed eosinophilic and 6 (15%) cases showed normal cellular distribution on BAL cytology. Diagnoses on studying TBLB included nine cases of Nonspecific Interstitial Pneumonia (NSIP), seven cases of Usual Interstitial Pneumonia (UIP), six cases of Bronchiolitis Obliterans Organising Pneumonia (BOOP), three cases of Bronchiolitis, two cases each of pulmonary tuberculosis and granulomatous inflammation. There was one case each of actinomycosis, sarcoidosis, lung abscess and mucor mycosis. Normal histology was noted in seven cases. The sensitivity of BAL fluid analysis was found to be 84.84% and the concordance was 80%. The Kappa value obtained was 0.71 indicating good agreement/concordance between BAL cytology and TBLB.

Conclusion

The data from the current study suggest that differential cell counts in BAL provide diagnostic information of fundamental importance in frequently occurring non-neoplastic lung diseases in the community.

Keywords

Introduction

Lung diseases are very common conditions suffered by large number of people world-wide and are the causes of significant morbidity. Non-neoplastic lung diseases often present a diagnostic challenge to pathologists as well as clinicians. This domain incorporates interstitial lung disease, granulomatous conditions and infectious aetiologies to name a few [1]. The interstitial lung diseases are inflammatory and fibrosing conditions of the respiratory system largely affecting the alveolar parenchyma, alveolar spaces and rarely involves the bronchi and the bronchioles [2]. Pulmonary granulomatous lung disorders are miscellaneous conditions with heterogenous extent of pathologies, erratic clinical features and aftermaths [3]. Infectious respiratory diseases are more common than infections of other organs affecting all stages of life [4].

The non-neoplastic lung diseases are diagnosed based on primarily radiological evidence which is supported by lung function studies and haematological investigations. The wavering clinical and radiological characteristics of these diseases dictate the modus operandi for confirmation. Among the different affirmatory sampling methods, BAL is one of the most common means. It harvests the cellular and noncellular elements of the distal bronchioles and alveoli for cytology [5]. The prevalent cellular pattern in BAL analysis continually supports a diagnosis or helps narrow the differentials when it is studied in the milieu of patient history, systemic examination, and radiographic results [6]. TBLB is the most common and widely used technique of sampling lung tissue in pulmonary pathology since the evolution of the Flexible Bronchoscopy, in the 1970s [7]. TBLB increases the diagnostic yield and owing to the minimal risk associated with these procedures, airway endoscopy will remain crucial in the assessment of lung diseases [8]. The objectives of this study were to study the cell types in BAL fluid, classify the findings on BAL based on cellular patterns and find the concordance between BAL cellular pattern and TBLB in cases of non-neoplastic lung diseases.

Materials and Methods

A retrospective and descriptive study was undertaken in the Department of Pathology, Kempegowda Institute of Medical Sciences and Research Centre (KIMS&RC), Bengaluru, India. All the bronchoscopy procedures done from January to December in the year of 2019 were reviewed. The cytological and lung biopsy findings were compiled and statistical analysis was made in this study over a period of three months, from September to November 2020. Institutional Ethical Clearance-KIMS/IEC/A029/M/2020 was obtained for the study.

Inclusion criteria: The data of total of 40 patients who were clinically diagnosed with non-neoplastic lung disease and underwent combined BAL and TBLB during January to December 2019 at KIMS&RC were included in this study.

Exclusion criteria: Data of patients with severe coagulopathy, haemodynamics instability or those patients with neoplasms and inadequate biopsies were excluded from the study.

Study Procedure

The need for bronchoscopy was decided by the pulmonologist after reviewing the clinical and radiological discoveries. Informed consent was taken by pulmonologists before the bronchoscopy procedure, followed by asepsis. Anaesthetic medications, inhalation of 2% lignocaine through nebulisation and application of 2 mL lignocaine gel through the nostrils was administered before the procedure [9]. Trans-nasal flexible fibreoptic bronchoscopy was performed, using olympus bronchoscope. Around 100 mL of 0.9% saline was instilled which was followed by retrieval. The recovered volume of 10-20 mL was considered as optimum. Following the BAL, forceps were inserted through the bronchoscope channel into the Subsegmental bronchi by back-and-forth movement [10]. With the bronchoscope wedged into suitable bronchi, biopsies were taken from the required area. All the cases which were included had not received steroid or any other immunoregulatory therapy.

Differential cell counts were performed on the cell yield obtained by cytocentrifugation of the BAL followed by alcohol fixation. Minimum two slides were made in each case, one of which was stained with Papanicolaou stain and the other with Haematoxylin and Eosin (H&E) stain. A 400 cells on two separate cytology smears were observed and recorded to recognise the BAL nucleated cell profile [11]. The diagnostic criteria by the official American thoracic society clinical practice guidelines were followed [Table/Fig-1] to classify all the samples as lymphocytic, neutrophilic, eosinophilic and normal cellular pattern [12-14]. The differentials given for the distinct cellular pattern was noted. The predominant cellular pattern with its respective differential diagnosis is shown in the [Table/Fig-2]. A 10% buffered formalin was used for the collection of the TBLB specimens. The tissues were processed used customary procedures and were embedded in paraffin wax. Thin sections were made, mounted on glass slides and stained with standard H&E stain. The slides were now surveyed under a light microscope. The final diagnoses in all cases were made keeping the clinical presentation and radiology in mind. Evaluation of Bronchoalveolar cytology and TBLB histopathology was done independently by taking the latter as the gold standard. The diagnosis on TBLB was compared with the BAL differentials for each of the patients and was checked for concordance.

BAL cellular pattern in normal adults.

Normal adultsBAL differential cell counts
Alveolar macrophages>85%
Lymphocytes10-15%
Neutrophils<3%
Eosinophils<1%
Squamous epithelial cells/ciliated columnar epithelial cells<5%

BAL: Bronchoalveolar lavage


Disorders associated with increased percentage of specific BAL cell types [12].

Lymphocytic cellular patternEosinophilic cellular patternNeutrophilic cellular pattern
>15% lymphocytes>1% eosinophils>3% neutrophils
SarcoidosisEosinophilic pneumoniasCollagen vascular diseases
Nonspecific interstitial pneumoniaDrug-induced pneumonitisIdiopathic pulmonary fibrosis
Hypersensitivity pneumonitisBone marrow transplantAspiration pneumonia
Bronchiolitis obliterans organising pneumoniaAsthma, bronchitisInfection: bacterial, fungal
Drug induced pneumonitisChurg-strauss syndromeBronchitis
Collagen vascular disordersAllergic bronchopulmonary aspergillosisAsbestosis
Radiation pneumonitisBacterial, fungal, helminthic infectionsAcute Respiratory Distress Syndrome (ARDS)
Lymphoproliferative disordersHodgkin’s diseaseDiffuse Alveolar Damage (DAD)

Statistical Analysis

The categorical data with respect to gender and cytomorphology of BAL fluid were expressed in proportions and the continuous data like age of patients, percentage of alveolar macrophages, neutrophils, lymphocytes and eosinophils were expressed in means and standard deviations. The validity of BAL compared to Histopathological Examination (HPE) was evaluated by calculating the sensitivity, specificity, positive predictive value, negative predictive value and overall diagnostic accuracy along with 95% confidence intervals. The extent of agreement/concordance in between the analytical patterns of BAL and HPE findings was estimated using kappa statistics. A kappa value (k) of less than 0.40 was considered to show poor agreement; that of 0.40-0.59 fair agreement; that of 0.60-0.74 good agreement; and that of 0.75-1.00 excellent agreement. The data analysis was conducted in SPSS version 18.0. A p-value of <0.05 was taken as statistically significant.

Results

This study included 40 patients investigated for non-neoplastic lung diseases based on the clinical and radiological findings. The median age of these cases was 51.5±15.75 years, including 24 (60%) males and 16 (40%) females (male:female=3:2). BAL was done in all the cases followed by TBLB. All the samples were categorised into four groups on the basis of predominant cellular pattern: Neutrophilic (n=13, 9 males and 4 females), Lymphocytic (n=16, 7 males and 9 females), Eosinophilic (n=5, all 5 of them were males) and normal BAL cytology (n=6, 3 males and 3 females). Among the 40 TBLB samples, the histopathological diagnosis was checked for concordance with the differential diagnosis on BAL. The highest diagnoses on TBLB are NSIP comprising 9 cases, followed by seven cases of UIP, six cases of BOOP, three cases of Bronchiolitis, two cases each of pulmonary tuberculosis and granulomatous inflammation, one case each of actinomycosis, sarcoidosis, lung abscess and mucor mycosis. Seven of the cases studied presented with normal BAL cytology. In patients diagnosed with NSIP, all of them had a lymphocytic cellular pattern, except one case which had normal BAL fluid cytology. Of the seven cases of UIP, six of the patients had a neutrophilic cellular pattern on BAL cytology whereas one of the cases presented with a lymphocytic cellular pattern. Four of the cases who presented with a lymphocytic cellular pattern and two of them who presented with neutrophilic cellular pattern were diagnosed as BOOP on histopathology. The highest discordance was found with neutrophilic cellular pattern (n=3), eosinophilic cellular pattern (n=2), normal BAL cytology (n=2) and least discordance was found with lymphocytic cellular pattern (n=1) [Table/Fig-3].

Discordant cases of BAL and TBLB.

TBLB diagnosisCorresponding cellular patternCellular pattern by BAL fluid analysis
Bronchiolitis obliterans Organising pneumoniaLymphocytic cellular patternNeutrophilic cellular pattern
Normal pathologyNormal BAL fluid cytologyEosinophilic cellular pattern
Normal histologyNormal BAL fluid cytologyNeutrophilic cellular pattern
Usual interstitial pneumoniaNeutrophilic cellular patternLymphocytic cellular pattern
Normal histologyNormal BAL fluid cytologyNeutrophilic cellular pattern
Bronchiolitis obliterans organising pneumoniaLymphocytic cellular patternNormal BAL fluid cytology
BronchitisLymphocytic cellular patternEosinophilic cellular pattern
Nonspecific interstitial pneumoniaLymphocytic cellular patternNormal BAL cytology

TBLB: Transbronchial lung biopsy; BAL: Bronchoalveolar lavage


The cytological and the respective histopathological features of four cases are shown in the [Table/Fig-4a-d].

a) BAL showing multinucleated cell (H&E, 400X) and a: Granulomas of Sarcoidosis on HPE (H&E, 400X); b) Shows neutrophilic cellular pattern on BAL (H&E, 400X) and b: UIP on HPE (H&E, 100X); c) Shows lymphocytic cellular pattern on BAL (H&E, 400X) and c: HPE shows NSIP (H&E, 100X); d) Shows eosinophilic cellular pattern on BAL (H&E, 400X) and d: HPE shows Mucormycosis (H&E, ×400).

The measure of agreement/concordance among the two diagnostic methods was statistically significant with a Kappa value of 0.71 with 95% CI of 0.53-0.88 (p<0.05) as shown in the [Table/Fig-5]. The kappa value of 0.71 indicates a significantly good degree of agreement/ concordance between the two diagnostic methods.

Extent of agreement/concordance between BAL and TBLB in detecting non-neoplastic lung diseases.

BALHPEOverall Kappa (k) [95% CI]
NormalLymphocyticNeutrophilicEosinophilic
Normal40210.71 (0.53-0.88)p<0.05
Lymphocytic21511
Neutrophilic01100
Eosinophilic0003

HPE: Histopathological evaluation; bold p-value indicates statistical significance


The justification of BAL versus HPE in detecting non-neoplastic lung diseases was done with the data obtained in the present study. The evaluation parameters of BAL with respect to HPE indicated a sensitivity of 93.9%, specificity of 57.1%, positive predictive value of 91.1%, and negative predictive value of 66.6%; it had a positive likelihood ratio (LR) of 2.19 and a negative LR of 0.11. The overall accuracy of BAL test was 87.5%. Other parameters are shown in [Table/Fig-6,7].

Validation of BAL v/s HPE in detecting non-neoplastic lung diseases.

Broncho-alveolar lavage findingsHistopathological examination findingsTotal
NormalAbnormal
Normal040206
Abnormal033134
Total073340

Evaluation parameters of BAL in respect to TBLB.

Evaluation parametersValue95% CI
Sensitivity93.9%79.7-99.2
Specificity57.1%18.4-90.1
Positive predictive value91.1%81.3-96.0
Negative predictive value66.6%31.1-89.8
Positive likelihood ratio2.190.93-5.18
Negative likelihood ratio0.110. 02-0.47
Overall accuracy87.5%73.2-95.8

Discussion

Despite having capricious aetiologies, the clinical and radiological findings are analogous in most cases, making the diagnoses challenging. Differential cell counts of BAL fluid are concurrent investigations for these patients in centres which have Bronchoscopic facility [15]. Identification of cellular pattern in BAL cytology is beneficial both to the pulmonologist and pathologist as it tapers the list of differential diagnosis. Presence of dysplastic cells aids in the diagnosis of small and non small cell lung tumours. This study aimed to study the BAL cytology and tissue pathology on TBLB and uncover the concordance between them for non-neoplastic lung diseases. It was observed that patients with a lymphocytic cellular pattern on BAL cellular analysis were predominantly diagnosed as NSIP and BOOP. Meyer KC et al., found similar results in their study [13]. Welker L et al., stated that the likelihood of NSIP increased from 2.9% to 9.1% with higher lymphocyte numbers in BAL [16]. The cellular profile of excess BAL lymphocytes in the setting of peripheral alveolar infiltrates, in which infectious and malignant disease has been excluded by bronchoscopy, strongly suggests BOOP [17].

A lymphocyte differential count more than 25% suggests a diagnosis of granulomatous disease [18]. Two important granulomatous conditions in the present study are tuberculosis (n=2) and sarcoidosis (n=1). In paucibacillary tuberculosis, which has a high frequency in India, BAL cytology is widely used when confirmatory microbiology is lacking [19,20]. Greco S et al., studied 88 sarcoidosis and 76 tuberculosis patients and showed that there are significant differences in BAL lymphocyte percentage. In sarcoidosis, the median lymphocyte percentage was found to be 30% versus 14% in tuberculosis [21]. In patients with miliary tuberculosis, the lymphocyte count in BAL fluid were significantly increased [19,22].

The typical BAL cellular profile in UIP consists predominantly of increased percentage of neutrophils [23,24]. Neutrophil counts greater than 5% and sometimes up to 30% are seen in majority of patients. Of the seven UIP cases in this study the neutrophil count varied from (16-40%). Few studies state that the number of neutrophils may be directly proportional to the extent of disease seen on High-Resolution Computed Tomography (HRCT) and hence are associated with a worse diagnosis [25]. Significant BAL lymphocytosis suggests a diagnosis other than UIP [26].

Bodal VK et al., have reported that bronchoscopy is a useful diagnostic tool and BAL was the most effective material with which 50.66% of suspected tuberculosis cases turned out positive for Mycobacterium tuberculosis bacilli on staining with Auramine followed by fluorescent microscopy in cases which were earlier reported as negative for Acid-fast bacilli on Ziehl-Neelsen staining [27].

A study conducted by Jois DS et al., correlated the diagnostic concordance of BAL, brush cytology and biopsy imprint smears with histopathological features on TBLB [28]. The standardised method for the reporting of both histopathological and cytological specimens was used. They concluded that a combination of cytological techniques is more useful than a single technique for the evaluation of lung lesions. In their study, they found that for malignancies, imprint smears had more sensitivity and specificity when it was judged against other cytological tests. Cytology and biopsy had poor concordance and level of agreement when non-neoplastic diseases were considered in general. The concordance improved (42.5%) when imprint smears were added as an adjunct to BAL procedure. However, biopsy retained its gold standard status in the study [28]. In contrast, we found superior concordance between cytology and biopsy.

Limitation(s)

Follow up of all the patients could not be done in this study. The results of this study have to be compared with prospective studies of BAL for validation. As the year 2020 made people suffer with the pandemic due to Covid-19, BAL and the number of lung biopsies sent to the pathology laboratory were drastically reduced.

Conclusion(s)

Bronchoalveolar lavage as a diagnostic tool can be used for the diagnosis of various pulmonary conditions and also to obtain material for confirmation of the diagnosis. It is a less invasive technique which is preferred over needle biopsies and thoracoscopy. The data from the current study suggest that BAL differential cell counts per se contain diagnostic information of fundamental importance in frequently occurring non-neoplastic diseases in the community. Multi-centre studies are done which compare BAL with HRCT and histopathological pattern which may reduce the need for biopsies and provide information that can guide effective therapy. Future studies which investigate potential biomarkers in BAL that may predict the prognosis and response to therapeutic interventions shows that BAL has much more to contribute in the diagnosis of Non-neoplastic lung diseases.

TBLB: Transbronchial lung biopsy; BAL: Bronchoalveolar lavageHPE: Histopathological evaluation; bold p-value indicates statistical significance

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