JCDR - Register at Journal of Clinical and Diagnostic Research
Journal of Clinical and Diagnostic Research, ISSN - 0973 - 709X
Biochemistry Section DOI : 10.7860/JCDR/2019/40658.12666
Year : 2019 | Month : Mar | Volume : 13 | Issue : 03 Full Version Page : BC04 - BC07

Evaluation of Quality Assurance in a New Clinical Chemistry Laboratory by Six Sigma Metrics

Suresh Babu Ganji1, Suneetha Revupalli2

1 Associate Professor, Department of Biochemistry, Osmania Medical College, Hyderabad, Telangana, India.
2 Biochemist, Department of Biochemistry, Niloufer Hospital, Hyderabad, Telangana, India.


NAME, ADDRESS, E-MAIL ID OF THE CORRESPONDING AUTHOR: Dr. Suresh Babu Ganji, Sumadhura Apartment, B-211, SBH-C Colony, Saidabad Gaddiannaram, Hyderabad, Telangana, India.
E-mail: sushwasa@gmail.com
Abstract

Introduction

Six sigma is a new tool in quality assurance widely applied in several industrial quality control processes including health care industry, especially in clinical laboratories.

Aim

To evaluate retrospectively the quality in a new clinical biochemistry laboratory and to take corrective measures to improve the analytical performance on sigma scale.

Materials and Methods

This study was undertaken in a new clinical biochemistry laboratory at a Government tertiary care level hospital for a period of six months from February to July 2018. Imprecision (CV) calculated from the Bio-Rad Internal Quality Controls (IQC) of both normal (L1) and abnormal (L2) levels for 16 most common analytes were run on Beckman Coulter AU5800 analyser and inaccuracy (peer bias) calculated from the Bio-Rad External Quality Assurance Scheme (EQAS). The Allowable Total Error (TEa) values taken from CLIA and Biological Variation (for D BIL) guidelines and authors calculated sigma metrics from the standard sigma equation, Σ(σ)=(TEa-bias)/CV. Windows 7, MS Excel was used for statistical analyses.

Results

Authors got a similar sigma value for both the level of controls. Nine parameters out of 16, (albumin, aspartate transaminase, total cholesterol, creatinine, glucose, total protein, urea, phosphorus and calcium) are of sigma metrics ≤3.0 and 4 parameters (alanine transaminase, alkaline phosphatase, total bilirubin and uric acid) have σ ≤5. Amylase had a σ of ≥5 and only two out of 16 tests (direct bilirubin and HDL-C) achieved a sigma value of 6.

Conclusion

Further steps were taken to implement QC strategies to improve the sigma metrics as per Westgard and Cooper guidelines.

Keywords

Introduction

Sigma (σ) is the mathematical symbol for Standard Deviation (SD). Six sigma is an evolution in quality management that is being widely implemented in business and industry in the 21st century. Six sigma is a process quality measurement and improvement program developed by Motorola, in the early 1980s to reduce the cost of products, eliminate defects and decrease variability in processing. These steps are universal and could be applied in healthcare. It consists of five steps: Define, Measure, Analyse, Improve and Control (DMAIC) [1]. Six sigma provides a more quantitative frame work for evaluating process performance with evidence for process improvement and describes how many sigma fit within the tolerance limits [2]. Quality is assessed on the σ scale with a criterion of 3 σ as the minimum allowable sigma for routine performance and a sigma of six being the goal for world-class quality [3]. Each sigma metric corresponds to a certain value of defects per million opportunities (DPMOs) on a sigma scale, 6 σ corresponds to 0.002 DPMO and 3 σ error rate 2700 and 1 σ, 317400. This strategy can be used in reducing data entry errors and to better define the variation of a pneumatic tube system in the pre-analytical phase or to reduce post-analytical errors [4]. The present study was undertaken to evaluate the quality in a new clinical biochemistry laboratory and to take corrective measures to improve the analytical performance on sigma scale.

Materials and Methods

The present retrospective study was conducted at the Clinical Biochemistry Laboratory of a Government Hospital: the Department of Biochemistry, Niloufer Hospital for women and children, Hyderabad, Telangana, India. IQC and EQAS data of six months (February 2018 to July 2018) were analysed retrospectively for the 16 most common parameters, namely, Albumin, Alkaline Phosphatase (ALP), Alanine Transaminase (ALT), Amylase, Aspartate Transaminase (AST), bilirubin-direct, bilirubin-total, calcium, High-Density Lipoprotein (HDL-C), total cholesterol, creatinine, glucose, total protein, urea, uric acid and Phosphorus. Authors ran both levels of controls i.e., L1 normal range and L2 abnormal range controls on Beckman Coulter AU5800 fully auto analyser, using Bio-Rad controls. The laboratory QC policy was to run these controls and verify the Levy Jennings chart to pass the QC for the day and to take corrective actions if any and then only commence to process the patient samples and reporting of results to the concerned wards in the hospital. The sigma metrics for the various analytes was calculated by the following equation:

∑(σ)=(TEa-bias)/CV {TEa—total allowable error%; CV—coefficient of variation%}

Total allowable error: TEa is a model that combines both imprecision and bias (trueness) of a method to calculate the impact on a test result. Analytical Quality Requirements are defined by Clinical Laboratory Improvement Amendments (CLIA) of 1988 Proficiency Testing Criteria in terms of TEa for acceptable performance for each analyte. TEa values of various parameters were taken from the CLIA guidelines [5]. As CLIA does not provide TEa source for direct bilirubin, authors used Biological Variation (BV) as TEa source (the Ricos biological variability database, desirable target values, in contrast to the minimal or optimal target values from the Westgard website [6,7].

Bias: The difference between the average value and the true value is the bias, which is expressed numerically and so is inversely related to the trueness. Bias was computed from the External Quality Assurance records (a monthly EQAS program run by Bio-Rad) of the peer group data, using the following formula: Bias (%)=(mean of all laboratories using same instrument and method-our mean)/mean of all laboratories using same instrument and method)×100.

Coefficient of variance (CV): The degree of precision is usually expressed on the basis of statistical measures of imprecision (CV%). CV was determined from the calculated laboratory mean and calculated SD procured from the IQC data over the last six months: CV(%)=(SD/Laboratory mean)×100.

Statistical Analysis

The statistical analysis was done using Windows 7, MS Excel. The CV data were obtained from the auto analyser software for each month as an average of daily CV values (as %) for two levels of controls separate and again averaged for the six months by Excel sheet for L1 and L2 levels. Bias data (as %) were taken from the QC Net Bio-Rad online website. The six-month bias was then averaged by the Excel sheet. Sigma values were calculated by Excel sheet by applying the formula; the difference of TEa and bias divided by the CV, for both the levels. The six sigma scale chart was prepared from the Excel sheet.

Results

Authors have calculated monthly CV% (imprecision) and averaged it for each of 16 parameters for both levels; L1 and L2 [Table/Fig-1,2] and the percentage of bias from the peer group data obtained from Bio-Rad EQAS online reports (inaccuracy) are shown in [Table/Fig-3]. The TEa data from CLIA guidelines for all parameters except for direct bilirubin, which we took the values from the BV and calculated sigma metrics for the six months period for both levels of controls, are shown in [Table/Fig-4]. Authors got similar sigma values for both the levels. A total of nine parameters viz., Albumin, AST, Total Cholesterol, Creatinine, Glucose, total Protein, Urea, Phosphorus and Calcium are of sigma metrics is ≤3.0 and four parameters viz., ALT, ALP, total bilirubin and uric acid have σ ≤5. Whereas Amylase had a σ of ≥5 and only 2 out of 16 tests, direct bilirubin and HDL-C achieved six sigma values [Table/Fig-4,5].

Coefficient of variation (CV) % for level 1 controls for IQC for six months (February to July 2018).

ParameterFebruary-18March-18April-18May-18June-18July-18Average
Albumin6.27.152.758.653.382.855.163
ALP3.738.0414.99.025.864.847.731
ALT6.336.883.2211.895.877.356.923
Amylase6.524.335.347.655.384.275.581
AST7.374.574.719.074.954.045.785
Bilirubin-Direct4.195.093.277.143.081.794.093
Bilirubin-Total5.084.21.925.262.653.223.721
Calcium3.626.331.445.464.411.693.825
HDL-C5.553.372.556.353.444.784.34
Total Cholesterol6.023.462.018.654.152.114.4
Creatinine44.243.226.943.422.354.028
Glucose4.885.472.977.131.963.074.246
Total Protein8.249.8919.0515.36811.4311.995
Urea4.244.7913.046.254.122.845.88
Uric Acid2.353.221.975.943.721.593.131
Phosphorus5.883.422.688.465.991.714.69

Coefficient of variation (CV) % for level 2 controls for IQC for six months (February to July 2018).

ParameterFebruary-18March-18April-18May-18June-18July-18Average
Albumin6.136.832.9211.873.052.265.51
ALP2.347.025.2410.985.084.625.88
ALT2.243.993.0710.572.472.914.208
Amylase5.423.234.69.44.533.635.135
AST5.013.874.39.365.232.084.975
Bilirubin-Direct5.257.235.047.694.412.985.433
Bilirubin-Total2.813.833.117.683.874.054.225
Calcium3.625.311.588.163.871.373.985
HDL-C3.593.623.147.313.394.514.26
Total Cholesterol3.823.472.6310.413.551.414.215
Creatinine3.133.123.518.463.3519.586.858
Glucose6.293.952.269.511.897.545.24
Total Protein9.395.7715.113.777.9411.510.578
Urea4.194.3518.018.284.33.047.028
Uric Acid6.822.242.078.63.811.374.151
Phosphorus3.653.772.710.545.51.414.595

Bias % for the 16 parameters; (Bio-Rad) EQAS cycles 16 to 17.

ParameterFebruary-18March-18April-18May-18June-18July-18Average Bias%
Albumin-1.350.5620.649-0.167-0.013.771.1
ALP6.16.150.555-0.8781.888.64.0
ALT5.613.712.330.192.321.952.7
Amylase-6.03-0.523.986.280.662.43.3
AST-1.233.28.04-1.46-5.8-2.473.7
Bilirubin-Direct3.950.1631.40.2692.780.071.4
Bilirubin-Total0.1621.274.84-1.59-2.623.492.3
Calcium-2.011.77-2.68-2.881.8-5.922.8
HDL-C1.953.07-5.581.040.882.332.5
Total Cholesterol-0.1072.52-4.8-2.02-4-4.373.0
Creatinine3.823.67-2.1-2.29-0.9-0.8982.3
Glucose-1.834.014.692.332.355.473.4
Total Protein-6.49-6.67-2.42-7.02-120.0945.8
Urea7.970.646-1.773.831.48-5.043.5
Uric Acid0.8570.8-1.812.13-3.72-2.812.0
Phosphorus2.640.527-2.425.164.465.693.5

Sigma values for the 16 parameters (BV*) for the six months period.

ParametersTEa%BIAS%CV% L1CV% L2Sigma L1Sigma L2
1Albumin101.15.1635.511.71.6
2ALP304.07.7315.883.44.4
3ALT202.76.9234.2082.54.1
4Amylase303.35.5815.1354.85.2
5AST203.75.7854.9752.83.3
6Bilirubin-Direct44.51.44.0935.43310.57.9
7Bilirubin-Total202.33.7214.2254.74.2
8Calcium112.83.8253.9852.12.0
9HDL-C302.54.344.266.36.5
10Total Cholesterol103.04.44.2151.61.7
11Creatinine152.34.0286.8583.21.9
12Glucose103.44.2465.241.51.3
13Total Protein105.811.99510.5780.40.4
14Urea93.55.887.02830.90.8
15Uric Acid172.03.1314.15164.83.6
16Phosphorus103.54.694.5951.41.4

Six sigma scale for the 16 parameters (in the same order) for both levels.

Discussion

Sigma metrics were computed using the data coming from the measurement of QC materials to be used as quality indicators that represent the balance between quality requirements (TEa) and test variation (bias and CV). Thus, six sigma focuses on gathering data for analysis, which is used for Quality Assurance (QA). Laboratory errors thus can be reduced by maintaining ±6 SD between the mean value and the range [8].

In the present study, authors have selected a six months period as a six-month CV is considered representative of true test variation because many different laboratory technicians will perform QC measurements, and significant events, such as calibration or manufacturer maintenances will occur in that time frame. Unfortunately, there are currently no guidelines published regarding the sigma metric calculation [8]. Out of 16 parameters which are the most frequently ordered tests in the present hospital, authors realised that only two analytes, direct bilirubin and HDL-C were of six sigma status, performing excellently at both levels of controls. This implied that the methodology was appropriate for the range of results, which were reporting [9]. Amylase was the next to six sigma with 4.8 σ (L1) and 5.2 σ (L2) values; the test that suited for the purpose where no additional QC strategy was required. ALT (L2), ALP, total bilirubin and uric acid were of ≤5 σ for two levels of controls. These tests were average performers but were suited for purpose. Creatinine (L1), uric acid (L2), ALP (L1), AST (L2) were poor performing tests with 3-4 σ, which may need two levels of QC twice a day. The rest of the analytes at two levels viz. albumin, calcium, total cholesterol, glucose, total protein, urea and Phosphorus with AST and ALT (L1), creatinine (L2) were problematic tests that need immediate QC frequency of three levels three times a day as well as testing patient specimens in duplicate [8].

The present authors compared new laboratory sigma metrics with several Indian clinical laboratory sigma metrics scenario as shown in [Table/Fig-6] and found the present sigma metrics were discouraging [10-15].

Comparison of various Indian studies on six sigma performance [10-15].

ResearcherStudy Period (Month)No. of ParameterInstrumentationCV SourceBIAS SourceTEa SourceSigma L1 and L2
>63-6<3
Singh B et al., [10]615OlympusRandoxRIQASCLIA465
Nanda SK et al., [11]613Cobas IntegraBio-RadCMCCLIA534
Chaudhary NG et al., [12]410ILAB-650Bio-RadBio-RadCLIA-73
Chauhan KPC et al., [13]1212Cobas Integra 400 PlusRandoxBio-RadCLIA662
Kumar BV et al., [14]1216VITROS 4600Bio-RadBio-RadCLIA475
484
Lakshman M et al., [15]1223---RICOS11102
1112-
The present study616Beckman AU5800Bio-RadBio-RadCLIA and BV259
248

The variables that affect such a comparison include, the heterogeneous nature of data collection, the differences in methodologies, different IQC materials, different proficiency testing bodies giving bias and the time interval upon which Sigma metrics is calculated, study period with cumulative bias and different environmental conditions in addition to the different analytical or clinical benchmarks that are chosen for evaluation of TEa [16]. It also would be preferable to assess bias against a reference method or material.

These are all the factors to be considered before interpreting the sigma metrics of a particular laboratory. As new laboratory became automated a year ago and stringent QC practises were started only recently, the sigma metrics we achieved were regarded as a guideline for QC policies to be adopted towards future perfection. In a recent study by Westgard S and Chararuks N, 100% of laboratories and instruments can achieve CLIA and Rilibak performance specifications, indicating that these TEa goals may be too lenient. These quality requirements may function more like a rubber stamp than a performance standard. Using either the 2014 “Ricos goal” or the 2017 revised “Ricos goal” still provides a high rate of success for laboratories to achieve acceptable performance on the Sigma-metric scale [17].

As per NABL guidelines, frequency and number of QC samples to be run as per the sample load is as follows: <25 per day-one level QC once a day; 25-75 per day-two level QCs once a day; >75 per day-two level QCs at least twice a day [18]. Simple guidelines for choosing the Westgard rules and levels of QC as proposed by Westgard and another guideline as published by Cooper G et al., suggests grouping of tests as per sigma performance and QC strategy [Table/Fig-7] [9].

QC strategies recommended for our laboratory sigma values as per Westgard and Cooper.

Parametersσ L1σ L2Westgard rulesCooper guidelines
1Albumin1.71.6<3.5 σ: maximum affordable levels of QC per day with a 13s/2 22s/R 4s/4 1 s rule<3 σ (problems) – maximum QC, 3 levels, 3/day.Preferably testing specimens in duplicate
2ALP3.44.44 σ: 3 or 4 levels of QC per day with a 13s/2 22s/R 4s/4 1 s rule3 σ-4 σ (poor performers)–combination of rules with two levels of QC twice per day
3ALT2.54.13.5 σ: 6 of QC per day with a 13s/2 22s/R 4s/4 1 s ruledo
4Amylase4.85.25 σ: 2 or 3 levels of QC per day with a 12.5s or 13s rule4 σ-6 σ (suited for purpose)–two levels of QC per day and the 12.5s rule.
5AST2.83.3<3.5 σ: maximum affordable levels of QC per day with a 13s/2 22s/R 4s/4 1 s rule<3 σ (problems)–maximum QC, 3 levels, 3/day.Preferably testing specimens in duplicate
6Bilirubin-Direct10.57.9≥6 σ: 2 levels of QC per day with a 13.5s greater rule>6 σ (excellent tests)–one QC per day (alternating levels between days) and a 13s rule.
7Bilirubin-Total4.74.24 σ: 3 or 4 levels of QC per day with a 13s/2 22s/R 4s/4 1 s rule
8Calcium2.12.0<3.5 σ: maximum affordable levels of QC per day with a 13s/2 22s/R 4s/4 1 s rule<3 σ (problems) – maximum QC, 3 levels, 3/day.Preferably testing specimens in duplicate
9HDL-C6.36.5≥6 σ: 2 levels of QC per day with a 13.5s greater rule>6 σ (excellent tests)–one QC per day (alternating levels between days) and a 13s rule.
10Total Cholesterol1.61.7<3.5 σ: maximum affordable levels of QC per day with a 13s/2 22s/R 4s/4 1 s rule<3 σ (problems)–maximum QC, 3 levels, 3/day.Preferably testing specimens in duplicate
11Creatinine3.21.9dodo
12Glucose1.51.3dodo
13Total Protein0.40.4dodo
14Urea0.90.8dodo
15Uric Acid4.83.64 σ: 3 or 4 levels of QC per day with a 13s/2 22s/R 4s/4 1 s rule
16Phosphorus1.41.4<3.5 σ: maximum affordable levels of QC per day with a 13s/2 22s/R 4s/4 1 s ruledo

In a nutshell, for lower sigma values, more QC samples and more powerful QC rules are recommended. In general, for large sigma value processes (≥6 σ) simple QC rules with low false rejection rates are adequate. For intermediate sigma value processes (3.5-6 σ) quality goals are met with more elaborate QC strategies. For low sigma values (<3.5 σ) reducing analytical bias and imprecision is a key to improving the quality [9,19,20].

Limitation

The present study could have been better if the authors had computed the six sigma for a complete cycle, i.e., 12-months period as this could improve the present new laboratory CV and bias averages and thus a possible better outcome could have been achieved in sigma metrics.

Conclusion

Six sigma is a management methodology for application in clinical laboratories to quantify the quality of laboratory test performance. In a new laboratory set-up like the present, which caters to paediatric sample testing round the clock, authors have focussed on delivering minimal erroneous results for which sigma metrics are a powerful QC tool. As six sigma application in QC procedures for a clinical laboratory is still under evolutionary phase, most of the data and guidelines come from western countries. Understanding and implementing the six sigma applications to the pre-analytical, analytical and post-analytical phases of testing process, as well as comparing the instrumentation within the laboratory and peer groups is a forward step towards achieving patient safety and quality goals.

References

[1]Adiga US, Sigma metrics of thyroid hormones Intl J Med Health Res 2016 2(4):40-42.  [Google Scholar]

[2]Coskun A, Six sigma and calculated laboratory tests Clin Chem 2006 52(4):770-71.10.1373/clinchem.2005.06431116595831  [Google Scholar]  [CrossRef]  [PubMed]

[3]Harry M, Schroeder R, Six Sigma: The Breakthrough Management Strategy Revolutionizing the World’s Top Corporations 2000 New York, NYCurrency (Random House):300  [Google Scholar]

[4]Gras JM, Philippe M, Application of the six sigma concept in clinical laboratories: a review Clin Chem Lab Med 2007 45(6):789-96.10.1515/CCLM.2007.13517579533  [Google Scholar]  [CrossRef]  [PubMed]

[5]Westgard JO, Westgard SA, An assessment of σ metrics for analytic quality using performance data from proficiency testing surveys and the CLIA criteria for acceptable performance J Vet Diagn Invest 2008 20:536-44.  [Google Scholar]

[6]Ricós C, Alvarez V, Cava F, García-Lario JV, Hernández A, Jiménez CV, Current databases on biological variation: pros, cons and progress Scand J Clin Lab Invest 1999 59(7):491-500.10.1080/0036551995018522910667686  [Google Scholar]  [CrossRef]  [PubMed]

[7]Hens K, Berth M, Armbruster D, Westgard S, Sigma metrics used to assess analytical quality of clinical chemistry assays: importance of the allowable total error (TEa) target Clin Chem Lab Med 2014 52(7):973-80.10.1515/cclm-2013-109024615486  [Google Scholar]  [CrossRef]  [PubMed]

[8]Jeremie MG, Laboratory Quality Control and Patient Safety: edited by Sonntag O, Plebani M; De Gruyter: Vol 11; Sigma metrics 2.3 :18-25.  [Google Scholar]

[9]Cooper G, DeJonge N, Ehrmeyer S, Yundt-Pacheo J, Jansen R, Ricós C, Collective opinion paper on findings of the 2010 convocation of experts on laboratory quality Clin Chem Lab Med 2011 49(5):793-802.10.1515/CCLM.2011.14921366504  [Google Scholar]  [CrossRef]  [PubMed]

[10]Singh B, Goswami B, Gupta VK, Chawla R, Mallika V, Application of sigma metrics for the assessment of quality assurance in clinical biochemistry laboratory in India: a Pilot Study Indian J Clin Biochem 2011 26(2):131-35.10.1007/s12291-010-0083-122468038  [Google Scholar]  [CrossRef]  [PubMed]

[11]Nanda SK, Ray L, Quantitative Application of sigma metrics in medical biochemistry J Clin Diagn Res 2013 7(12):2689-91.10.7860/JCDR/2013/7292.370024551613  [Google Scholar]  [CrossRef]  [PubMed]

[12]Chaudhary NG, Patani SS, Sharma H, Maheshwari A, Jadhav PM, Maniar MA, Application of six sigma for the quality assurance in clinical biochemistry laboratory-a retrospective study Int J Res Med 2013 2(3):17-20.  [Google Scholar]

[13]Chauhan KPC, Patel JD, Trivedi A, Six sigma in clinical biochemistry: It matters, measure it Int J Clin Biochem Res 2017 4(3):270-74.  [Google Scholar]

[14]Kumar BV, Mohan T, Sigma metrics as a tool for evaluating the performance of internal quality control in a clinical chemistry laboratory J Lab Physicians 2018 10:194-99.  [Google Scholar]

[15]Lakshman M, Reddy BR, Bhulaxmi P, Malathi K, Salma M, Prakasham S, Evaluation of sigma metrics in a medical biochemistry lab Int J Biomed Res 2015 6(3):164-71.10.7439/ijbr.v6i3.1709  [Google Scholar]  [CrossRef]

[16]El Sharkawy R, Westgard S, Awad AM, Ahmed AKOI, Iman EH, Gaballah A, Comparison between sigma metrics in four accredited Egyptian medical laboratories in some biochemical tests: an initiative towards sigma calculation harmonization Biochem Med (Zagreb) 2018 28(2):02071110.11613/BM.2018.02071130022886  [Google Scholar]  [CrossRef]  [PubMed]

[17]Westgard S, Chararuks N, Multisite study of AST analytical performance reveals disparities in global performance specifications AACC 2017 Poster :B-341.  [Google Scholar]

[18]NABL 112: Specific Criteria for Accreditation of Medical Laboratories: Issue No. 3; Issue Date: 01.02.2008. p. 28-45. Amendment Date: 16.10.2012. p. 28-45  [Google Scholar]

[19]Schoenmakers CH, Naus AJ, Vermeer HJ, van Loon D, Steen G, Practical application of sigma metrics QC procedures in clinical chemistry Clin Chem Lab Med 2011 49(11):1837-43.10.1515/cclm.2011.24921801029  [Google Scholar]  [CrossRef]  [PubMed]

[20]Westgard JO, Six Sigma Quality Design and Control 2006 2nd edMadison WIWestgard QC, Inc:348  [Google Scholar]